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PDMR duties and dealing codes in practice

A working session on the PDMR duties that cause the most uncertainty, from clearance requests to notification deadlines.

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Session overview

A clearer dealing-code lifecycle.

Join us for a working session that traces the PDMR dealing-code lifecycle from appointment and clearance through notification and disclosure.

The session gives directors a clearer route through each decision and gives governance teams a more consistent evidence trail across the handoffs where uncertainty most often appears.

Agenda

What the session will cover.

  1. Map the PDMR obligation

    • Who is in scope and when obligations begin
    • PCA relationships and onboarding

  2. Run a complete clearance request

    • Information needed from the applicant
    • Approval, refusal and conditional decisions

  3. Apply closed periods and internal restrictions

    • MAR restrictions
    • Additional dealing-code controls

  1. Meet notification and disclosure deadlines

    • The PDMR-to-issuer handoff
    • Preparing the market notification

  2. Evidence the decision

    • What the audit trail should show
    • Common gaps and corrective steps

  3. Practical scenarios and open Q&A

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