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Regulation

Our regulatory database, containing everything you need to know about MAR.

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ESMA Letter: Listing Act legislative proposal - Insider list regime
Industry news·10 March 2023

ESMA letter: Listing Act legislative proposal - Insider list regime

ESMA raises concerns on the EU Listing Act’s insider list changes, warning they could hinder enforcement against market abuse and reduce issuers' control over inside info.

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FCA Market Watch 71
Industry news·11 January 2023

FCA Market Watch 71

FCA warns firms over incomplete insider lists, emphasizing strict enforcement of personal data requirements under UK MAR. Recent inspections reveal missing phone numbers and IDs, prompting reminder that non-compliance may hinder market abuse investigations.

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ESMA Publishes its 2020 Annual Report on the EU Market Abuse Sanctions
Industry news·23 November 2021

ESMA publishes its 2020 annual report on the EU market abuse sanctions

ESMA's 2020 annual report on administrative and criminal sanctions, as well as other administrative measures, issued across the European Union under the Market Abuse Regulation (MAR)

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ESMA consults on amendments to MAR guidelines on delayed disclosure of inside information
Industry news·15 July 2021

ESMA consults on amendments to MAR guidelines on delayed disclosure of inside information

ESMA launches a Consultation Paper on the review of its Guidelines on delayed disclosure of inside information under the Market Abuse Regulation (MAR) in relation to its interaction with prudential supervision.

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ESMA submits two draft technical standards under revised MAR to EC
Industry news·29 October 2020

ESMA submits two draft technical standards under revised MAR to EC

ESMA publishes its Final Report on the amendments to the Market Abuse Regulation (MAR) for the promotion of the use of SME Growth Markets (SME GMs). These amendments focused on liquidity contracts and insider lists for SME GMs.

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FCA Primary Market Bulletin Issue No. 29
Industry news·19 June 2020

FCA Primary Market Bulletin Issue No. 29

FCA releases guidance for public bodies on handling inside information under UK MAR, addressing feedback from recent consultation.

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ESMA see significant increase in EU Market Abuse sanctions to €88m in 2019
Industry news·29 January 2020

ESMA see significant increase in EU Market Abuse sanctions to €88m in 2019

ESMA publishes its annual report on administrative and criminal sanctions, as well as other administrative measures, issued under the Market Abuse Regulation (MAR) in 2019.

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